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The quantum mechanics of black holes

A black hole is a celestial and mysterious body. Einstein's theory of relativity taught us a lot about black holes, but many question marks remain about what goes on inside. It is likely that the picture will become clearer once a quantum theory of gravity is discovered, but until then we will content ourselves with the collision of quantum mechanics and general relativity around the event horizon. In this chapter we will discuss the paradox that emerged from this collision, the multitude of published solutions and the fascinating developments from the past two years

Illustration of a black hole. Credit: PIXABAY

Black holes are mentioned in the traditional media most often in the context of general relativity. From a brief review of recent publications, one can find the black hole photographed in the center of the galaxy M87, which received significant resonance even outside the scientific community, or the black hole in the center of the Milky Way galaxy, which earned the astronomers who discovered its existence a Nobel Prize. From time to time black holes are mentioned alongside quantum mechanics, mainly in the scientific media, and usually around Hawking radiation and the information paradox that has seemingly disappeared. It is no coincidence that black holes are mentioned with low media prominence in these contexts. Even if the quantum description exists, it is only partial and complex for a reader who is not familiar with the details. It is important to emphasize that currently most of the descriptions are "semi-quantum", meaning they are not based on a quantum theory of gravity that can describe the microscopic structure of black holes. Answers to many questions are still not in sight and it is likely that we will not know what is happening inside the black hole until we have the "Torah of Everything" in our hands.

Black holes first appeared as a solution to Einstein's equation but were seen as nothing more than a mathematical solution. Over the years, astronomical evidence has been accumulated that revealed the prevalence of black holes in the universe and thus removed any doubt of their existence. Black holes were mentioned for the first time outside the framework of general relativity in a series of articles by the Israeli physicist Jacob Beckenstein and the British physicist Stephen Hawking between the years 73-75. Hawking's article discussed for the first time a quantum phenomenon around the event horizon that later received the name "the information destruction paradox". A paradox in physics indicates a lack of understanding and, in some cases, incorrect assumptions. It is important to remember that there are really no paradoxes in nature, but rather human failures in describing reality. Paradox actually calls for rethinking and searching for possible errors. Often a large number of solutions will be found and to know what the correct solution is it is necessary to conduct scientific experiments. When it comes to black holes, the number of possible experiments is very limited to almost zero, for now (gravitational waves may in the future teach him about gravitational corrections outside of relativity. In addition, systems simulating black holes have been recently studied). To understand the information destruction paradox, we will first need to understand what information is.

Information in quantum mechanics and black holes

Instead of quantifying information, it is convenient to quantify the lack of information, or the uncertainty. The common method for assessing lack of information is based on the von Neumann entropy. At the quantum level, information is encoded in the wave function. Assuming that the wave function is known in its entirety, the degree of uncertainty is equal to zero. The less we know about the system's wave function, the greater the degree of uncertainty, or entropy. In interlaced systems, maximum uncertainty exists when only one "side" of the interlaced system, or sub-system, can be measured. In the case of maximum uncertainty, the entropy is proportional to the number of degrees of freedom of the system, or to the number of possible states in which it can be found.

How does all this relate to black holes? In the XNUMXs Beckenstein and Hawking studied how black holes react to matter falling into them. The researchers demonstrated that the black hole responds similarly to thermodynamic systems. For this identity to hold, the entropy of the black hole must be proportional to the area of ​​the envelope, and not to the volume of the black hole, as has been commonly thought until now. Beyond that, the gravitational force induced by black holes should be parallel to the temperature, a fact that you will find useful later in the Unero effect, according to which accelerating bodies measure a different temperature at rest.

If indeed black holes are "hot" bodies, they radiate, but light cannot escape from the enormous force of gravity and leave the black hole. Hawking bypassed this obstacle thanks to a fundamental quantum process and was thus able to explain the thermal radiation emitted by the black hole. According to Hawking's model, the quantum fields outside the black hole are always noisy and occasionally in random processes pairs of particles are created from them and disappear immediately after their appearance. When this process occurs near the event horizon, there is a chance that one of the particles will be swallowed into the black hole and the other particle will manage to avoid being pulled in. The particles created by a random process are inherently entangled and since only one is outside the black hole, only "half" of the wave function of both can be measured. Uncertainty in the wave function carries with it an entropy greater than zero and because the entropy has left the black hole it should decrease its radius. Evaporation of black holes using Hawking radiation is very slow and the rate of radiation released from black holes decreases the larger the black hole is, but eventually if the black hole is inactive it will disappear completely.

The evaporation process of black holes as a result of the emission of Hawking radiation. The event horizon is marked in red. First the star collapses (1) and then radiation is emitted (2), the black hole shrinks (3) until it disappears completely (4). The illustrations were taken from the article of Maldesana and his colleagues.


Hawking's article concludes that the entropy resulting from the thermal radiation increases over time and the entropy of the black hole decreases until it disappears. Here actually lies the problem. The information encoded in the material that formed the black hole is fully known because black holes are formed by stars at the end of their lives. After the black hole has evaporated, only part of the information is accessible and the entropy is at its peak. Since the black hole completely evaporated, some of the information was lost along with it.

Is data loss really a problem? Many tend to equate the process of information loss with the process of combustion. Is information lost when a tree burns? Well the information only looks lost but in fact it is mixed up and changed. The amount of information remains the same and theoretically quantum mechanics teaches us that the information encoded in the log can be recovered if we follow the opposite physical process. This property is called "onetarity" and is a fundamental mathematical basis for quantum mechanics. Hawking showed that black holes violate the unitarity principle because some of the information swallowed by the black hole is disconnected from the universe, and perhaps even erased. Therefore, the reverse physical process is not possible because we only have partial information, the other part being swallowed up by the black hole. To be precise, the problem starts even before the black hole completely disappears, when the entropy curve of the Hawking radiation is greater than the entropy of the black hole. This area is particularly problematic because the total radiation is supposed to be intertwined with the black hole, but the black hole does not have enough information to be in a state intertwined with the radiation. The solution proposed by the physicist Don Page in the seventies is that the entropy of radiation actually decreases at late times and corresponds to the entropy of the black hole.

The entropy (vertical axis) as a function of time (horizontal axis). In orange, the entropy of black holes described by Beckenstein and Hawking. In green, the entropy of Hawking radiation, and in purple, the Page curve, the entropy of Hawking radiation, as it is expected to behave in reality. A clip from the article of Maldesana and his colleagues

Solutions to the information destruction paradox

But proposals separately and reality separately. The real challenge of course is to show that indeed black holes obey this rule. Over the past 45 years, quite a few proposals have been published to solve the paradox:

1. The black hole didn't really disappear

The smaller the black hole, the greater the curvature around the event horizon. In the limit where the gravitational force around the event horizon is enormous, the effective theory on which Hawking was based is no longer valid. If Hawking's calculations are invalid, blackheads most likely do not evaporate at all. This hypothesis assumes that the evaporation process stops at the radius proportional to the Planck length. Unfortunately we will not be able to know if this hypothesis is correct without quantum gravity theory.

2. The information manages to leak out at the end of the black hole's life

Instead of the vaping stopping at some point, the information may simply leak out. Those who support this solution speculate that the leakage process is very slow, otherwise there is a problem with a Einstein limit describing the maximum amount of information that can be accommodated in a unit of area. In any case, the idea is again based on the assumption that a quantum theory of gravity exists.

3. The information manages to leak out at the very beginning

This is the preferred solution for physicists. The idea is based on the assumption that the laws of gravity play a more significant role near the event horizon. It is likely that corrections not taken into account in the calculations of Hawking and his colleagues will calibrate the entropy according to the Page curve.

4. Entropy was conserved in another universe

The idea that black people are an opening to a parallel universe is not reserved only for science fiction books. The idea tries to reconcile the destruction of the information by claiming that the information was not lost, but it just moved to another universe.

5. The information is in temporal entanglement of Hawking radiation

The information does not really disappear, but causes the Hawking radiation from the past to be intertwined with the one that will be projected in the future. There is no need to exaggerate here, it is clear that the solution is confusing and breaks any intuition about the arrow of time.

The first "real" solution to the information annihilation paradox is based on the principle of holography proposed by the Nobel Prize winning physicist Thoft and later deepened by the physicist Susskind under string theory. According to them, the information contained in any volume can be encoded only on the shell. The main use of the principle of holography was published in 97 by the physicist Juan Maldesana. Maldesena's paper, which later became one of the most cited papers in high-energy physics, showed that gravity theories with negative curvature (known as anti-de Sitter, or ADS) can be described by a fully quantum theory (in flat space) with conformal symmetry (known as CFT. Broadly speaking symmetry for stretching and contraction together with Lorentz symmetry) on top of the edge of the universe (in one less dimension). If all black holes can be described by a quantum theory that is dual to it, the paradox disappears because quantum theories are fundamentally unitary. Indeed, Maldesena showed that the Beckenstein-Hawking entropy can be calculated from the microscopic description of the dual quantum theory.

Netta Engelhardt's solution

Meanwhile the literature teaches us that duality only exists in spaces with negative curvature and there is little (if any) evidence for duality with positive curvature (one that matches our universe). Beyond that, physicists prefer to find direct evidence from the theory of gravity that the paradox does not really exist. In 2006, there was a positive development in this direction when the physicists Ru and Takeingi published a paper that corrected the von Neumann entropy on which Einstein and Hawking were based. The physicists took into account the principle of holography and developed an up-to-date formula for entropy in the presence of gravity.

The new expression was reproduced several times in a series of articles published until recently in 2019. Immediately afterwards, as part of a joint study by researchers from the United States, including Neta Engelhardt, a calculation was published for the first time that takes into account the corrected expression for entropy and shows that in fact the paradox does not exist, at least within the example presented in the article . More examples were published soon after in a series of papers by Maldesna and his collaborators in 2020. The researchers showed that the Roe-Takiengi entropy can be obtained even without assuming it. The method they used to calculate the entropy of radiation and black holes is called the "replication trick". This is a mathematical trick that, in simple words, calculates the entropy using a mathematical reproduction of the black hole whose replicas are connected by means of wormholes. In the end, it is not a model that describes reality and wormholes do not exist around the black hole. Still, it turns out that the trick works, the corrected entropy is revealed and the paradox disappears.

An example of three black holes bound to each other under the use of the replication trick. Illustration - from the article of Maldesana and his colleagues

So have we solved the information destruction paradox? The answer to that is yes and no. Yes, because we are able to show that information does not disappear with the help of a macroscopic size (entropy), and not because we do not have a mechanism that explains how the information is rescued from the black hole. The quantum wave functions of Hawking radiation and the black hole will remain unknown until a quantum theory of gravity is found.

9 תגובות

  1. Why mitzvah observants will not be able to read after Shabbat. I have correspondence with those who recommend materials to me, and even if I happened to upload them on Shabbat (for example the launch of the Webb Space Telescope which was postponed and in the end took place on Shabbat), they did not say anything and continued to correspond.
    Religion is a person's personal matter.
    An anecdote on this topic - in the early days of Israeli television, they would rebroadcast the week's diary that was broadcast on Friday for the benefit of religious viewers.

  2. It's a shame that the site edits and uploads the articles on Saturday. Observers of Torah and mitzvot cannot read them even after Shabbat. We would be happy to enjoy as well, shouldn't we find a way to make it possible for us too? And to be honest, without any intention to attack but to illuminate comfortably, doesn't Shabbat deserve to be elevated above any matter of one kind or another?

  3. The problem with articles like this is that they assume that the reader understands physics quite deeply. As an engineer Elk who studied physics 1 2 3 at Univ. Still having trouble understanding and knowing or recognizing words in the article. If the science is a website for physicists in their field then there is nothing to add. But if the website wants to bring new things to the attention of the general public or at least the interested public at the reasonable level, then maybe it is possible to lower the level of explanation a little.
    I also want to know something about the new insights or discoveries. Help us workers who are with us and are interested.
    Just for example: the quantum wave functions of Hawking radiation and the black hole
    Hawking radiation: a short explanation that although blacks do not, as far as we know, allow anything to be emitted from them, it turns out that blacks do emit a type of radiation that was observed in telescopes and predicted by Hawking. Simple and that's it.

  4. The article by Engelhardt and her colleagues is very important and has been cited quite a few times. In the article I did not aim to focus on one article and certainly not to belittle the work of this or that researcher. But one thing the popular scientific articles miss, there was no breakthrough in a single article, the success came after several iterations and everyone contributed their part, this is how it usually is in science, in the vast majority of cases. I also don't think that the media makes a mistake in the way it presents things, it doesn't always understand the field in depth. As soon as an interesting article comes out, the universities connect the reporters to the researchers so that they publish a text or to conduct an interview about the discovery. Therefore, the focus is often around a single person or a certain discovery. Sometimes reporters who are not from the field tend to interview additional researchers, but still the perspective will be narrow. The purpose of this article is to show that the field did not emerge from a single research group and a many-faceted paradox.

  5. I wanted to write well for the review.
    But I must point out that Netta Engelhart's theory that is presented here as one of many is not the impression that is received from the press
    the world, both scientific and non-scientific. There it is said that it is accepted by the mainstream in physics that it is in the right direction. The entropy in the hole
    Black is hidden in the multidimensional complexity of the black hole.
    Now one of two. The others are wrong and the article here is right or the others reflect the news in the news and the article here preserves the personal opinion of the author. The role of the scientific writer is to reflect what the majority of the scientific press and academic opinion believes, and it seems to me that you took Neta and mixed it with some sabih, falafel, tahini, and more - that is not the goal this time. The goal is to say whether it advanced the research a step forward or laterally. But this is only my personal opinion and I have not delved into the accuracy of my words and I may be wrong. I was just looking at other scientific and non-scientific websites.

  6. Thanks for original articles like this, but it's a shame that elementary editing is not done (I'm not even talking about stylistic editing, which is also not unnecessary at all, but about simple linguistic errors, below is what I brought up in a rather cursory reading (the correction is highlighted by *):

    * In this chapter we will discuss paradox –> In this chapter we will discuss *paradox
    * From a brief overview of the latest publications you can find... –> *In* a brief overview *of* the latest publications you can find...
    * Until we don't get "the Torah of everything" -> until we *don't get "the Torah of everything"
    * To understand the information destruction paradox, we will first have to understand what information is? – The question mark is unnecessary.
    * on the assumption that the wave function is known –> on the assumption *that* the wave function is known
    * to the number of possible states in which it can be found -> to the number of possible states in which it can be found
    * As it was common to think until now –> As it was common to think until *then*
    * Evaporation of black holes using very slow Hawking radiation -> Evaporation of black holes using *very* slow Hawking radiation
    * Some of the information will be lost along with it –> some of the information will be *lost* along with it.
    * Is information lost when a tree burns –> Is information *lost* when a tree burns
    * in the entropy curve of Hawking radiation -> *in* (??) the *entropy* curve of Hawking radiation

    At this point I broke down.

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